File #: 21-1313    Version: 1
Type: BID, RFP, RFQ, COOP, SOLE SOURCE, OPTION YEAR Status: Passed
File created: 10/6/2021 In control: City Council
On agenda: 11/16/2021 Final action: 11/16/2021
Title: Approve the award of Change Order #1 to Option Year Two of Contract 16-266, Fixed Asset Money Management Services, to PFM Asset Management, LLC and BMO Asset Management Corp. (formerly known as Caplin, Canida & Habacht, LLC) for $23,604 and a total award of $173,604
Attachments: 1. Prior Awards
Related files: 20-875, 20-1030, 21-0974, 22-0995
CITY COUNCIL AGENDA ITEM

ACTION REQUESTED:
title
Approve the award of Change Order #1 to Option Year Two of Contract 16-266, Fixed Asset Money Management Services, to PFM Asset Management, LLC and BMO Asset Management Corp. (formerly known as Caplin, Canida & Habacht, LLC) for $23,604 and a total award of $173,604
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DEPARTMENT: Finance Department

SUBMITTED BY: Rachel Mayer, Director

BOARD/COMMISSION REVIEW:
N/A

BACKGROUND:
The City's investment portfolio includes monies pooled and invested across multiple funds. Investment practices and procedures must comply with Illinois law and the City's written investment and cash management policy. Historically, the City retains two firms to manage the City's investment portfolio due to the amount of money the City invests and differing investment philosophies between investment firms.

In September 2016, the Council approved the award of RFP 16-266 to PFM Asset Management, LLC (PFM) and Taplin, Canida & Habacht, LLC (TCH) for a three-year term from October 1, 2016 through September 30, 2019. The contract included three, one-year options to extend. The city manager approved the first option to renew on August 12, 2019. The Council approved the second option to renew on September 15, 2020.

DISCUSSION:
A change order is needed to pay the final invoices of the previous term, which exceeded the award total due to an underestimate by staff for the previous term approved by Council in September 2020. Investment fees are assessed based on the value of assets managed.

At the beginning of the term, each firm was managing approximately $60 million in assets. The two firms currently manage an investment portfolio of approximately $162 million ($85 million by PFM and $77 million by BMO) in assets.

Both PFM and BMO reported strong absolute returns, as well as relative performance versus their benchmarks. Over the last four years, the firms had a combined 3.1% investment return, which exceeded the 2.8% benchmark for public...

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